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LITERATURE, SCIENCE AND HUMAN NATURE
Ian McEwan.
Greatness in literature is more intelligible an amenable to most of us than
greatness in science. All of us have an idea, our own, or none that has been
imposed upon us, of what is meant by a great novelist. Whether it is in a spirit
of awe and delight, duty or scepticism, we grasp at first hand, when we read
Anna Karenina, or Madame Bovary, what people mean when they speak of greatness.
We have the privilege of unmediated contact. From the first sentence, we come
into a presence, and we can see for ourselves the quality of a particular mind;
in a matter of minutes we may read the fruits of a long forgotten afternoon, an
afternoon's work done in isolation, a hundred and fifty years ago. And what was
once an unfolding personal secret, is now ours. Imaginary people appear before
us, their characters equally so. We witness and judge the skill with which they
are conjured. By an unspoken agreement, a kind of contract between writer and
reader, it is assumed that however strange these people are, we will understand
them readily enough to be able to appreciate their strangeness. To do this, we
must bring our own general understanding of what it means to be
a person. We have, in the terms of cognitive psychology, a theory of mind, a
more or less automatic understanding of what it means to be someone else.
Without this understanding, as the psychopathology shows, we would find it
virtually impossible to form and sustain relationships, read expressions or
intentions, or perceive how we ourselves are understood. To the particular
instances that are presented to us in a novel, we bring this deep and broad
understanding. When Saul Bellow's Herzog stands in front of a mirror, as
characters in fiction so often and conveniently do - he is wearing only a newly
purchased straw hat and underpants.
His mother -
'wanted him to become a rabbi and he seemed to himself gruesomely unlike a
rabbi now in the trunks and straw hat, his face charged with heavy sadness,
foolish utter longing of which a religious life might have purged him. That
mouth! - heavy with desire and irreconcilable anger, the straight nose
sometimes grim, the dark eyes! And his figure! - the long veins winding in the
arms and filling in the hanging hands, an ancient system, of greater antiquity
than the Jews themselves….Bare legged, he looked like a Hindu.'
A reader may not understand from the inside every specific
of Herzog's condition - a mid-twentieth century American, a Jew, a city dweller,
a divorce, an alienated intellectual, and nor might a young reader sympathise
with the remorse of early middle age, but self scrutiny that is edging towards a
reckoning has a general currency, as does the droll, faux naive perception that
one's biology - the circulatory system - predates, and by implication, is even
more of whet essence of being human, that one's religion. Literature flourishes
along the channels of this unspoken agreement between writers and readers,
offering a mental map whose north and south are the specific, and the general.
At its best, literature is universal, illuminating human nature at precisely the
point at which it is most parochial and specific.
Greatness in science is harder
for most of us grasp. We can make a list of scientists we've been told are great,
but few of us have had the kind of intimate contact that would illuminate the
particular qualities of the achievement. Partly, it's the work itself - it
doesn't invite us in - it's objectifying, therefore distancing, corrupted by
difficult or seemingly irrelevant detail. Mathematics is also a barrier.
Furthermore, scientific ideas happily float free of their creators. Scientists
might know the classical Laws of Thermodynamics, but have never read Newton on
the matter, or have grasped relativity from text books without reading
Einstein's Special or General Theories, or know the structure of DNA without
having - or needing - a first hand knowledge of Crick an Watson's 1953 paper.
Here's a good case in point. Their paper, a mere twelve hundred words, published
in the journal Nature, ended with the famously modest conclusion
'It has not escaped our notice that the specific pairing we have postulated
immediately suggests a possible copying mechanism for the genetic material'.
'It has not escaped our notice…' the drawing room pollutes of the double
negative is touchingly transparent. It roughly translates as 'Look at us
everybody! We've found the mechanism by which life on earth replicates, we're
exited as hell and can't sleep a wink….' It has not escaped our notice is the
kind of close contact I mean. It is not easily come by at first hand.
However, there is one
pre-eminent scientist who is almost as approachable in this respect as a
novelist. It's perfectly possible for the non-scientist to understand what it is
in Darwin's work which makes him unique and great. In part, it is the sequence
of benign accidents that set him on his course, each step to be measured against
the final achievement. And partly it's the subject itself. Natural history, or
biology generally, is a descriptive science. The theory of natural selection is
not, in its essentials, difficult to understand, though its implications have
been vast, its applications formidable and the consequences in scientific terms
quite complex - as the computational biology of the late Bill Hamilton shows.
Partly too, because Darwin, though hardly the greatest prose writer of the
nineteenth century, was intensely communicative, affectionate, intimate and
honest. He wrote many letters, and filled many notebooks.
Let us read his life as a novel,
like Herzog, driving forwards a great reckoning. The sixteen year old Charles is
at University in Edinburgh and beginning to show disillusionment with the study
of medicine. He writes to his sisters that 'I am going to learn to stuff birds,
from a blackamoor.' Charles took his lessons in taxidermy from one John
Edmonstone, a freed slave, and found his teacher 'very pleasant and
intelligent'. Edmonstone recounted to the young Darwin his experiences as a
slave, and described the wonders of a tropical rain forest to him. All his life,
Darwin abhorred slavery, and his early acquaintanceship may have had some
bearing on the relatively neglected book of Darwin's I want to discuss. The
following year Darwin comes in contact with the evolutionary ideas of Lamarke,
and in the Edinburgh debating societies hears passionate, godless arguments for
scientific materialism. He spends days foraging along the shores of the Firth of
Forth looking for sea creatures and an 1827 notebook records detailed
observations of two marine invertebrates.
Since Charles did not warm to
the prospect of becoming a physician, his father 'proposed that I should become
a clergyman. He was very properly vehement against my turning an idle sporting
man, which then seemed my probable destination'. So he studied at Cambridge
where at the age of eighteen, his love of natural history is becoming a passion.
'What fun we will have together,' he writes to his cousin, 'what beetles we will
catch, it will do my heart good to go once more together to some of our old
haunts…we will make regular campaigns into the Fens; Heaven protect the
beetles .' And in another letter, 'I am dying by inches from not having anybody
to talk to about insects'. In his last two terms, his mentor, Henslowe,
Professor of Botany persuades him to take up geology.
After Cambridge, the offer comes
through Henslowe to be the naturalist and companion to the captain on board the
Beagle making a government survey of South America. We may follow the wrangling
as he persuades his father, with the help of Uncle Joseph Wedgewood. 'I must
state again' implores the earnest Charles, 'I cannot think it would unfit me
hereafter for a steady life'. Many weeks of delay, then after two false starts,
he sets sail on 27th December 1831. Days of seasickness, then the Beagle is
prevented by quarantine measures from landing in La Palma in the Canaries. But
Charles has a net in the stern of the ship, the weather is fine and he catches
'a great number of curious animals, and fully occupied my time in my cabin.'
Finally, landfall at St Jago in the Cape de Verde islands, and the young man in
ecstasy. 'The island has given me so much instruction and delight…' he writes
to his father, 'it is utterly useless to say anything about the scenery - it
would be as profitable to explain to a blind man colours, as to person who has
not been out of Europe, the total dissimilarity of a tropical view…Whenever I
enjoy anything I always look forward to writing it down…- So you must excuse
raptures and those raptures badly expressed'.
He enjoys working in his cramped
cabin, drawing and describing his specimens of rocks, plants and animals and
preserving them to send them back to England, to Henslowe. The enthusiasm does
not die as the expedition proceeds, but to it is added a growing scientific
confidence He writes to Henslowe,'…nothing has so much interested me as
finding two species of elegantly coloured Planariae, inhabiting the dry frost!
The false relation they bear to snails is the most extraordinary thing of the
kind I have ever seen… some of the marine species possess an organisation so
marvellous that I can scarcely credit my eyesight…Today I have been out and
returned like Noah's ark, with animals of all sorts…I have fond a most curious
snail, and spiders, beetles, snakes, scorpions ad libitum. And to conclude, shot
a Cavia weighing one hundredweight…'
With vast quantities of his
preserved specimens preceding him, and already being described, and with his own
theories about the formation of the earth, and of coral reefs taking shape in
his mind, Darwin arrives back in England five years later, at the age of twenty
seven, already a scientist of some standing. There is something of the thrill
and illumination of great literature when Darwin at the age of twenty nine, only
two years after he had returned form his voyage on the Beagle, and still twenty
one years before he would publish The Origin of Species, confides to a pocket
notebook the first hints of a simple, beautiful idea: 'Origin of man now proved…He
who understands baboon would do more towards metaphysics than Locke'.
And yet the Origin of Species
itself does not allow an easy route into an understanding of Darwin's greatness.
Read as a book rather than as a theory, it can overwhelm the non-specialist
reader with a profileration of instances - the fruits of Darwin's delay - and
it's significant that the most frequently quoted passages occur in the final
paragraph.
Darwin was the sort of scientist
whose work completely permeated his life. His study of the earth worms in the
garden at Downe is well known. He attended country markets to quize hors, dog
and pig breeders, and at country shows he sought out growers of prize vegetables.
'My first child was born on December 27th 1839, and I at once commenced to make
notes on the first dawn of the various expressions which he exhibited…' Long
before an innate theory of mind had been postulated, Darwin was experimenting
and reaching his own conclusions.
When a few days over six months old, his nurse pretended to cry, and I saw
that his face instantly assumed a melancholy expression, with the corners of
the mouth strongly depressed. Therefore it seems to me that an innate feeling
must have told him that the pretended crying of his nurse expressed grief; and
this, through the instinct of sympathy, exited grief in him.
While out riding, he stops to talk to a woman, and notes the contraction in
her brows as she looks up at him with the sun at his back. At home he takes
three of his children out into the garden and gets them to look up at a bright
portion of the sky. The reason? 'With all three, the orbicular, corrugator, and
pyramidal muscles were energetically contracted, through reflex action….' Over
many years, while engaged on other work, Darwin was researching the Expression
of the Emotions in Man and Animals, his most extraordinary and approachable book,
rich in observed detail and brilliant speculation, beautifully illustrated - one
of the first scientific books to use photographs, including some of his own baby
pouting and laughing - and now available in a third edition, prepared and
annotated by the great American psychologist of the emotions, Paul Ekman. Darwin
not only sets out to describe expressions in dogs and cats an well as man, - how
we contract the muscles around our eyes when we are angry an reveal our canine
teeth, and how, in Ekman's words, we want to touch with our faces those we love
- he also poses the difficult question why. Why do we redden with embarrassment
rather than go pale? Why do the inner corners of the brow lift in sorrow, and
not the whole brow? Why do cats arch their backs in affection? An emotion, he
argued, was a physiological state, a direct expression of physiological change.
In pursuit of these questions, there are numerous pleasing digressions and
observations: the way a billiard player, especially a novice, tries to guide the
ball towards its targets with the movement of the head, or even the whole body.
How a cross child sitting on it's parent's knee raises one shoulder and gives a
backward push with it in an expression of rejection; the firm closure of the
mouth during a delicate of difficult operation.
Behind this wealth of detail lay
more basic questions. Do we learn to smile when we are happy, or is the
smile innate? In other words, are expressions universal to all cultures and
races, or are they culture specific? He wrote to people in remote corners of the
British Empire asking them to observe the expressions of the indigenous
populations. In England he showed photographs of various expressions and asked
people to comment on them. He drew on his own experience. The book is anecdotal,
unscientific, and very clear-sighted. The expressions of emotion are the
products of evolution, Darwin argued, and therefore universal. He opposed the
influential views of the anatomist of Sir Charles Bell that certain unique
muscles, with no equivalent in the animal kingdom, had been created by God in
the faces of men to allow them to communicate their feelings to each other. In a
footnote, Ekman quotes from Bell's book: 'the most remarkable muscle in the
human face is the corrugator supercili which knits the eyebrows with an
enigmatic effect which unaccountably but irresistibly conveys the idea of mind'.
In Darwin's copy of Bell's book, Darwin has underlined the passage and written,
'….I suspect he never dissected monkey'. Of course, these muscles, as Darwin
showed, existed in other primates.
By showing that the same
principles governing expression applied in primates and man, Darwin argued for
continuity and gradation of species - important generally to his theory of
evolution, and to disproving the Christian view that man was a special creation,
set apart from all other animals. He was intent too on demonstrating through
universality, a common descent for all races of mankind. In this he opposed
himself forcefully to the racist views of scientists like Agassiz who argued
that Africans were inferior to Europeans because they were descended from a
different and inferior stock. In a letter to Hooker, Darwin mentions how Agassiz
had been maintaining the doctrine of 'several species' (i.e. of man) 'much, I
daresay, to the comfort of slave holding Southerns.'
Modern palaeontology and
molecular biology show Darwin to have been right, and Agassiz wrong: we are
descended from a common stock of anatomically modern humans who migrated out of
east Africa perhaps as recently as two hundred thousand years ago and spread
around the world. Local differences in climate have produced variations in the
species that are in many cases literally skin deep. We have fetishized these
differences to rationalise conquest and subjugation. As Darwin puts it:
all the chief expressions exhibited by man are the same through out the
world. This fact is interesting as it affords a new argument in favour of the
several races being descended from a single parent stock, which must have been
almost completely human in structure, and to a large extent, in mind, before
the period at which the races diverged from each other.
We should be clear about what is implied by the universal expressions of
emotion. The eating of a snail or a piece of cheddar may give rise to delight in
one culture and disgust in another. But disgust, regardless of the cause, has a
universal expression - In Darwin's words, 'The mouth is opened widely, with the
upper lip strongly retracted, which wrinkles the side of the nose…' The
expression and the physiology are products of evolution. But emotions are also,
of course, shaped by culture. Our ways of managing our emotions, our attitudes
to them, the way we describe them are learned and differ from culture to
culture. Still, behind the notion of a commonly held stock of emotion lies that
of a universal human nature. And until fairly recently, and for a good part of
the twentieth century, this has been a reviled notion, Darwin's book was out of
favour for a long time after his death. The climate of opinion has changed now,
and Ekman's superb edition is a major publishing event and has been
enthusiastically welcomed.
As must be clear now, I think
that the exercise of imagination and ingenuity as expressed in literature
supports Darwin's view. It would not be possible to read and enjoy literature
from a time remote from our own, or from a culture that was profoundly different
from our own, unless we shared some common emotional ground, some deep reservoir
of assumptions, with the writer. An annotated edition that clarifies matters of
historical circumstance or local custom or language is always useful, but it's
never fundamentally necessary to a reading. What we have in common with each
other is just as extraordinary it its way as all our exotic differences. I
mentioned at the beginning the parochial and the universal as polarities in
literature. One might think of literature as encoding both our cultural and
genetic inheritance. Each of these two elements, genes and culture, have had a
reciprocal shaping effect, for as primates we are intensely social creatures,
and our social environment has exerted over time a powerful adaptive pressure.
This geneculture co-evolution, elaborated by EO Wilson among others, dissolves
the oppositions of nature versus nurture. If one reads accounts of the
systematic non-instrusive observations of troops of bonobo - bonobos and chimps
rather than baboons are our closest relatives - one sees rehearsed all the major
themes of the English nineteenth century novel: alliances made and broken,
individuals rising while others fall, plots hatched, revenge, gratitude, injured
pride, successful and unsuccessful courtship, bereavement and mourning.
Approximately five million years separate us and the bonobos from our common
ancestor - and given that a lot of this coming and going is ultimately about sex
(I'm talking here about bonobos and the nineteenth century novel) that's
a very long time during which, cumulatively, successful social strategies effect
the distribution of certain genes and not others.
That we have a nature, that it's
values are self-evident to us to the point of invisibility, and that it would be
a different nature if we were, say, termites, was a point Wilson was trying to
make when he invented a highly educated, professorial termite, the Dean of
Termitities who delivers a stirring commencement day address to his fellow
termites:
Since our ancestors, the macrotermitine termites, achieved 10 kilogram
weight and larger brains during their rapid evolution through the late
Tertiary period and learned to write with pheromone script, termitistic
scholarship has refined ethical philosophy. It is now possible to express the
deotological imperatives of moral behaviour with precision. These imperatives
are mostly self-evident and universal. They are the very essence of termitity.
They include the love of darkness and the deep saprophytic, basidiomycetic
penetralia of the soil; the centrality of colony life amidst a richness of war
and trade among colonies; the sanctity of physiological caste system; the evil
of personal reproduction by worker castes; the mystery of deep love for
reproductive siblings, which turns to hatred the instant they mate; rejection
of the evil of personal rights; the infinite aesthetic pleasure of phenomenal
song; the aesthetic pleasure of eating from nestmates' anuses after the
shedding of the skin; the joy of cannibalism and surrender of the body for
consumption when sick or injured… Some termitistically inclined scientists,
particularly the ethologists and sociobiologists, argue that our social
organisation is shaped by our genes and that our ethical precepts simply
reflect the peculiarities of termite evolution. They assert that ethical
philosophy must take into account the structure of the termite brain and the
evolutionary history of the species. Socialisation is genetically channelled
and some forms of it all but inevitable. This proposal has created major
academic controversy…
That is to say that whether it's a saga, a concrete poem, a Bildungsroman or
a haiku, and regardless of when it was written an in what colony, you would just
know a piece of termite literature as soon as you've read a line or two.
Extrapolating from the termite literary tradition, we can say that our own human
literature does not define human nature so much exemplify it.
***
If there are human universals that transeed culture, then it follows that
they do not change, or they do not change easily. And if something does change
in us historically, then by definition, it is not human nature that has changed,
but some characteristic special to a certain time and circumstance. And yet
there are writers who like to make their point by assuming that human nature is
frail entity, subject to sudden lurches - exciting revolutionary improvements or
deeply regrettable deterioration, and defining the moment of you choice has
always been an irresistible intellectual pursuit. No one, I think, has yet
exceeded Virginia Woolf for precision in this matter, though she does allow a
certain ironic haziness about the actual date: 'On or about December 1910', she
wrote in her essay Character in Fiction, 'human character changed,'. Woolf of
course was preoccupied with the great gulf, as she saw it, that separated her
generation from her parents'. The famous anecdote may or may not be true, but
one hopes it was. It has Lytton Strachey entering a drawing room in 1908,
encountering Virginia and her sister, pointing to a stain on Vanessa's dress and
enquiring, 'Semen?' Virginia wrote, 'With that one word, all barriers of
reticence and reserve went down'. The nineteenth century had officially ended.
The world would never be the same again.
I remember similar apocalyptic
generational claims made in the Sixties and early seventies. Human nature
changed forever, it was claimed at the time, in a field near Woodstock in 1967,
or in the same year with the release of Sergeant Pepper, or the year before on a
certain undistinguished street in San Fransisco. The Age of Aquarius had dawned,
and things would never be the same again.
Less light-headed than Virginia
Woolf but equally definitive, was TS Eliot in his essay The Metaphysical Poets.
He discovered that in the seventeenth century 'a dissociation of sensibility set
in, from which we have never recovered. ' He was, of course, speaking of English
poets, who 'possessed a mechanism of sensibility which could devour any kind of
experience' but I think we can assume that he thought they shared a biology with
other people. His theory, which as he conceded, was perhaps too brief to carry
conviction expresses both Eliot's regret (this dissociation was not a good thing)
and his hopes (this dissociation could be reversed by those modern poets who
would redefine modern sensibilities to his prescription).
Jacob Burkhardt defining his own
choice moment, in The Civilisation of the Renaissance in Italy, discerned a
blossoming, not simply in human nature, but in consciousness itself: 'In the
Middle Ages, he wrote, 'both sides of human consciousness - that which was
turned within as that which was turned without - lay dreaming or half awake
beneath a common veil. Man was conscious of himself only as a member of a race,
people, party, family, or corporation… But at the close of the thirteenth
century, Italy began to swarm with individuality; the ban laid upon human
personality was dissolved….'
The French historian Philippe
Aries defined a radical shift in human emotions in the eighteenth century when
parents began to feel a self-conscious love for their children. Before then, a
child was little more than a tiny, incapable adult, likely to be carried off by
disease and therefore not worth investing with too much feeling. A thousand
Medieval tombstones and their heartfelt inscriptions to a departed child may
have provided the graveyard for this particular theory, but Arie's work,
demonstrates a secondary or parallel ambition in the pursuit of the defining
moment of change in human nature - that is, the aim of locating the roots of our
modernity. This is more or less central to the project of intellectual history -
to ask at which moment, in which set of circumstances, we became recognisable to
ourselves. At least some of these candidates will be familiar to you: the
invention of agriculture ten thousand years ago, or, perhaps closely related,
the expulsion from the Garden of Eden. Or the writing of Hamlet - a man so
anguished. bored, indecisive an generally -put-upon by the fact of his own
existence that we welcome him into our hearts and find no precursor for him in
literature; we can fix the beginnings of the modern mind in the scientific
revolution of the seventeenth century; the agricultural or industrial
revolutions which gathered populations into cities, and eventually made possible
mass consumption, mass political parties, mass communication; with the writings
of Kafka, a most artfully or wilfully dissociated sensibility; or with the
invention of writing itself, a mere several thousand years ago which made
possible a geometrical increase in the transmission of culture; the publication
of Einstein's Special and General Theories, the first performance of the Rite of
Spring, the publication of Joyce's Ulysses, or the dropping of a nuclear weapon
on Hiroshima after we accepted, whether we wanted it or not, stewardship for the
whole planet. Some used to plump for the storming of the Winter Palace, though
I'd prefer to that the radically unadorned, conversationally reflective early
poetry of Wordsworth; or by association, the French Enlightenment and the
invention of universal human rights.
The biological view is long and,
by these terms, unspectacular, though I would say no less interesting: one
speaks not of a moment, but an immeasurable tract of irretrievable time whose
traces are a handful of bones and stone artefacts which demand all our
interpretative genius; with the neo-cortex evolving at the astonishing rate of
an extra tea spoon of grey matter every hundred thousand years, hominids made
tools, acquired language, became aware of their own existence and that of others,
and of their mortality, took a view on the after-life, and accordingly buried
their dead. Possibly the Neanderthals who fell into extinction 30,000 years ago,
were the first into the modern age. But they just weren't modern enough to
survive the pace.
You could say that what is
pursued in all these accounts is the secular equivalent of a creation myth.
Literary writers seem to prefer an explosive, decisive moment, the miracle of
birth, to a dull continuum of infinitesimal change. More or less the whole time
span of culture can be embraced when we ask - who is the oldest, who is the ur,
modern human being - mitochondrial Eve, or Alan Turing?
Our interest in the roots of
modernity is not just a consequence of accelerating social change; implicit in
the idea of the definitive moment, of rupture with the past, is the notion that
human nature is a specific historical product, shaped by shared values,
circumstances of upbringing within a certain civilisation - in other words, that
there is no human nature at all beyond that which develops at a particular time
and in a particular culture. By this view the mind is an all-purpose, infinitely
adaptable computing machine operating a handful of wired-in rules. We are born
tabula rasa, and it is our times that shape us.
This view, known to some as the
Social Science Model, and to others as environmental determinism, was the
dominant one in the twentieth century, particularly in its first half. It had
its roots in anthropology, especially in the work of Margaret Mead and her
followers, and in behavioural psychology. Writing in Sex and Temperament in
Three Primitive Societies, published in 1935, Mead wrote: ' We are forced to
conclude that human nature is almost unbelievably malleable, responding
accurately and contrastingly to contrasting cultural conditions'. This view
found endorsement across the social sciences, and solidified in the post war
years into a dogma that had clear political dimensions. There was a time when to
challenge it with free reference to a biological dimension to existence would be
to court academic, and even social pariah status. Like Christian theologians,
the cultural relativists freed us from all biological constraints, and set
mankind apart from all other life on earth. And within this view, the educated
man or woman pronouncing on a favoured date for the transformation of human
nature would be on firm ground epistemologically - we are what the world makes
us, and when the world changes dramatically, the so do we in our essentials. It
can all happen, as Virginia Woolf observed for herself, in the space of a
generation.
The famous behaviourist, John
Watson, Professor of Psychology at Johns Hopkins published an influential book
on child-rearing in 1928. As Christina Hardyment showed in her marvellous book,
Dream Babies, there is hardly a better window into the collective mind of a
society, its view of human nature, than the childcare handbooks it produces.
'Give me a dozen healthy infants, [Watson wrote] well-formed, and my own
specified world to bring them up in and I'll guarantee to take any one at
random and train him to become any kind of specialist I might select - doctor,
lawyer, merchant chief, and yes, beggarman and thief, regardless of his
talents, penchants, tendencies, abilities, vocations, and race of his
ancestors.'
Human nature was clay in his hands. I can't help feeling that the following
passage from Watson's childcare book, beyond its unintentional comedy, reflects
or foretells a century of doomed, tragic social experiments in shaping human
nature, and shows us a skewed science, devoid of evidence, - and no less
grotesque that the pseudo-science that perverted Darwin's work to promote
theories of racial supremacy:
'The sensible way to bring up children is to treat them as young adults.
Dress them, bathe them with care and circumspection. Let your behaviour always
be objective an kindly firm. Never hug and kiss them. Never let them sit in
your lap. If you must, kiss them once on the forehead when they say goodnight.
Shake hands with them in the morning. Give them a pat on the head when they
make a good job of a difficult task…Put the child out in the back yard a
large part of the time…Do this from the time that it is born… Let it learn
to overcome difficulties almost from the moment of birth…away from your
watchful eye. If your heart is too tender, and you must watch the child, make
yourself a peephole, so that you can see without being seen, or use a
periscope'.
The Psychological Care of Young Infants, hugely successful at the time was
pronounced by Atlantic Monthly to be 'a godsend to parents'.
The ideas of Mead and Watson,
who were simply prominent figures among many promoting the near infinite
malleability of human nature, found general acceptance in the public, and in the
universities, where their descendants flourish today in various forms, including
the political correctness movement which holds that since the human condition is
a social construct which in turns is defined by language, it is possible and
desirable to reform the condition by changing the language. No one should doubt
that some good impulses lay behind the Standard Model. Margaret Mead in
particular, working at a time when the European empires had consolidated but had
not yet begun to crumble, had a strong anti-racist element to her work, and she
was determined to oppose the condescending view of primitive inferiority and to
insist that each culture must be judged in its own terms. When Mead and Watson
were at their most active, the Soviet revolution still held great hopes for
mankind. If learning makes us what we are, the inequalities could be eliminated
if we shared the same environment. Educate parents in the proper methods of
childcare and new generations of improved people would emerge. Human nature
could be fundamentally re-moulded by the makers of social policy. We were
perfectible, and the wrongs and inequalities of the past could be rectified by
radical alterations to the social environment. The cruelties and absurdities of
Social Darwinism an eugenics, and later, the new threat posed by the social
policies of Hitler's Germany engendered a disgust with the biological
perspective that helped entrench a belief in a socially determined nature that
could be engineered for the better of all.
In fact, the Third Reich cast a
long shadow over free scientific enquiry in the decades after the second world
war. Various branches of psychology were trapped by intellectual fear, deterred
by recent history from considering the mind as a biological product of adaptive
forces, even while, in nearby biology departments, from the nineteen forties
onwards, Darwinism was uniting with Mendelian genetics and molecular biology to
form the powerful alliance known as the Modern Synthesis.
In the late fifties, the young
Paul Ekman, who had no firm convictions of his own, set off for New Guinea with
head and shoulder photographs of modern Americans expressing various emotions -
surprise, fear, disgust, joy and so on. He discovered that his sample group of
stone age Highlanders who had had no, or virtually no, contact with the modern
world, were able to make up easily recognisable stories about each expression.
They also mimed for him the facial expressions in response to stories he gave
them - you come across a pig that has been dead for some days. His work, and
later, cleverly designed experiments with Japanese and Americans, which took
into account the display rules of the different cultures, clearly vindicated
Darwin's conclusions. As Ekman writes;
Social experience influences attitudes about emotion, creates display and
feeling rules, develops and tunes the particular occasions which will most
rapidly call forth an emotion. The expression of our emotions, the
particular configurations of muscular movements, however, appear to be fixed,
enabling understanding across generations, across cultures, and within
cultures between strangers as well as intimates.
Before leaving for New Guinea he had paid a visit to Margaret Mead. Her firm
view was that facial expressions differ from culture to culture as much as
customs and values. She was distinctly cool about Ekman's research. And yet
towards the end of her life she explained in her autobiography in 1972 that she
and her colleagues had held back from the consideration of the biological bases
of behaviour because of anxieties about the political consequences. How strange,
this reversal of historical circumstances, that for Mead universality in
expression or in human nature should appear to lend support to racism, while for
Darwin such considerations undermined its flimsy theoretical basis.
Mead and her generation of
anthropologists, arriving at a Stone Age settlement with their notebooks, gifts
and decent intentions, did not fully understand, (though Darwin, along with most
novelists could have told them) as they exchanged smiles and greetings with
their subjects, what a vast pool of shared humanity, of shared assumption, was
necessary, and already being drawn on, for them to do their work. As the last of
these precious cultures have vanished, the data has been revisited. Donald Brown
in his book Human Universals, compiled a list of what human individuals and
societies hold in common. It's both long, and, given the near infinite range of
all possible patterns of behaviour, quite specific. When reading it, it is worth
bearing in mind Wilson's termite dean. Brown includes - I'm choosing at random -
tool making, preponderant right-handedness, specific childhood fears, knowledge
that other people have an inner life, trade, giving of gifts, notions of justice,
importance of gossip, hospitality, hierarchies, and so on. What's interesting
about Brown's characterisation of what the calls the Universal People, is the
number of pages he devotes to language - again quite specific - for example, UP
language has contrasts between vowels and contrasts between stops and non-stops.
Their language is symbolic, invariably confers prestige. This surely, at the
higher level of mental functioning, is what binds the human family. We know now
that no blank disk all-purpose machine could learn language at the speed and
facility that a child does. A 3 year old daily solves scores of ill-posed
problems. An instinct for language is a central part of our nature.
On our crowded planet, we are no
longer able to visit Stone Age peoples untouched by modern times. Mead and her
contemporaries would never have wanted to put the question - What is that we
hold in common with such people? - and anthropologists no longer have the
opportunity of first contact. We can, however, reach to our book shelves.
Literature must be our anthropology. Here is a description - two thousand seven
hundred years old - of a woman who has been waiting for more than two decades
for her beloved husband to come home. Someone has told her that he has at last
arrived, and is downstairs, and that she must go and greet him. But she asks
herself, is it really him?
She started down from her lofty room, her heart in
turmoil, torn… should she keep her distance, probe
her husband? Or rush up to the man at once and
kiss his head and cling to both his hands? As
soon she stepped over the stone threshold, slipping
in, she took a seat at the closest wall and,
radiant in the firelight, faced Odysseus now. There
he sat, leaning against the great central column, eyes
fixed on the ground, waiting, poised for whatever words his
hardy wife might say when she caught sight of him. A
long while she sat in silence… numbing wonder filled
her heart as her eyes explored his face. One
moment he seemed…Odysseus to the man, to the life – the
next, no, he was not the man she knew, a
huddled mass of rags was all she saw.
So, still uncertain, Penelope tells Odysseus they'll sleep in separate rooms,
and she gives orders for the marriage bed to be moved out of the bedroom. But of
course, he knows this bed can't be moved - he knocked it together himself, and
reminds her just how he did it. Thus he proves beyond doubt he really is her
husband; but now he's upset that she thought he was an impostor, and they're
already heading for a marital spat.
Penelope felt her knees go slack, her heart surrender, recognising
the strong clear signs that Odysseus offered. She
dissolved in tears, rushed to Odysseus, flung her arms around
his neck and kissed his head and cried out, "Odysseus
- don't flare up at me now, not you, always
the most understanding man alive! The gods,
it was the gods who sent us sorrow – they grudged us both a life in each
other's arms from the heady zest of youth to
the stoop of old age. But don't fault me,
angry with me now because I failed, at the
first time glimpse, to greet you, hold you, so… In
my heart of hearts I always cringed with fear some
fraud might come, beguile me with his talk.
Customs may change - dead suitors may be lying in the hallway, with no
homicide charges pending. But we recognise the human essence of these lines.
Within the emotional and the expressive we remain what we are. As Darwin put it
in his conclusion to the Expression, 'the language of the emotions… is
certainly of importance for the welfare of mankind'. In Homer's case we extend
Ekman's 'understanding across the generations' - a hundred and thirty of them at
least.
***
The Human Genome Sequencing Consortium concluded its recent report in Nature
magazine with these words:
Finally, it has not escaped our notice that the more we learn about the
human genome, the more there is to explore.
This form of respectful echoing within the tradition must surely appeal to
those who admire literary modernism. And as the human genome is sequenced, it is
reasonable to ask just whose genome is this anyway? What lucky individual was
chosen to represent us all? Who is the universal person? The answer is that the
genes of fifteen people were merged into just the sort of composite, plausible,
imaginary person a novelist might dream up, and I leave you with now in the
contemplation of this metaphorical convergence of these two noble and distinct
forms of investigation into our condition, literature and science. That which
binds us, our common nature - is what literature has always, knowingly and
helplessly, given voice to. And it is this universality which science, now
entering another of its exhilarating moments, is set to explore.
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